Broker-Dealer Solutions

Are you an independent, well-credentialed investment banker seeking a strong compliance platform and collaborative environment on and in which to transact deals?

Our Broker Dealer Services and Registered Representative Affiliate Program

Our Broker Dealer Services and Registered Representative Affiliate Program offers qualified individuals the opportunity to work under GT Securities, a FINRA / SIPC licensed broker/dealer, allowing you to spend more resources on what you do best.

In order to qualify as a GT Securities Affiliate, you must:

GT Securities will work with you to design a customized broker/dealer relationship that factors in your transaction types and frequencies, compliance requirements, existing overhead and licensing requirements (Series 79, 7, 62, 63, etc.)

We offer four specific services:

In addition to a full-time team dedicated to your compliance and other broker dealer needs, our affiliate program offers the following benefits:

Why Work With Us

Benefits of Working with GT Securities

Speed

An agile compliance platform that provides high speed, efficient turnaround on your mandates and deals.

Cost

Our lean, technology-based platform allows us to offer industry-leading payouts, where the vast majority of earned fees flow to the investment banker not the "house."

Best of Class Tools

Access to best-of-class, ready-to-use legal templates, along with research & technology platforms, including Pitchbook, S&P Capital IQ, IBISWorld, Hoovers & Statista, all driving more efficient deal making.

Deal Referring

Peer networking, collaboration, and thought leadership with some of the most successful investment bankers in the industry, and to allow you to profit from deals that may not be suitable for your own investor/acquirer network.

Industry Relationships

Access to our industry relationships, including law firms, deal diligence, and compliance and regulatory experts (developed over 20 years as a broker-dealer).

Branding Choices

Operate, market and sell under your own brand (including turnkey banker website development with transaction sharing), and/or under the GT Securities umbrella

Security

SEC/FINRA reviewed diligence and disclosure protocols, data rooms and deal tools. Named a Financial Services Review Top Compliance Service Company.

Flexibility

A flexible broker/dealer relationship that can be terminated at your discretion.