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Broker-Dealer Sponsorship

GT Securities Offers Broker-Dealer Sponsorship To Investment Bankers, Placement Agents & Institutional Financiers

Our Registered Person Affiliate Program offers qualified individuals the opportunity to work under GT Securities, a FINRA – licensed broker-dealer, allowing you to invest more time and resources on getting deals done.

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Our Bankers:

Additionally, our broker-dealer platform is excellent adjunct fit for both private wealth advisors and investment fund principals interested in adding an agency component to their business model via affiliating with a licensed broker-dealer.

GT Securities will work with you to design a customized broker-dealer sponsorship that factors your securities activities, transaction types and frequencies, compliance matters, existing overhead, and licensing requirements.

In addition to a full-time team dedicated to your business needs, our firm offers the benefits listed below.

Other Client Services

Among other services, bankers on our platform provide client services and advice including:

Why Work With Us

Benefits of Working with GT Securities

Speed

An agile compliance platform that provides high speed, efficient turnaround on your mandates, closings and money.

Cost

Our lean, technology-based platform allows us to offer industry-leading payouts, where the vast majority of earned fees flow to the investment banker, not the house.

Branding Choices

Operate, market and sell under your own brand and/or under GT Securities. On-demand meeting and conference room access via Regus and WeWork.

National and Global Footprint

Licensed in all 50 states. Access to global capital and deal flow via reciprocal / chaperone relationships and banker networks.

Registered Investment Advisor

For AUM fee streams, additionally IARD - licensed as an Registered Investment Advisor. Partnered with Charles Schwab as Funds Custodian and Amplify as Total Asset Management Platform (TAMP).

Deal Referring

Peer networking, collaboration, and thought leadership with some of the most successful investment bankers in the industry, allowing you to profit from deals that may not be suitable for your own investor/acquirer network.

Best in Class Tools

Access to best-in class research & technology platforms and information databases - driving more efficient deal making.

Industry Relationships

Access to our industry relationships, including law firms, deal diligence, and compliance and regulatory industry experts.

Access to Alternatives

Via our distribution and wholesale partnerships, access to best-in-class private equity and alternative investments, including Secondaries and Co-Investment, Alternative Credit, Real Estate, Structured Settlements and more.

Analyst/Associate Support

Preferred access to cost effective banker analyst and associate level personnel support, ranging from marketing, industry and competitive research, to presentation graphics, to CIM drafting, to investor/acquirer list development, to full deal "handoff" and more.

Security

SEC Rule 17a-4(f) compliant data platform, storage and retention, with 99.99%+ documented service uptimes. Named a Financial Services Review Top Compliance Service Company.

Flexibility

A flexible broker/dealer relationship that can be terminated at your discretion.

What Our Bankers Say

★★★★★

“Working on the GT Securities platform has been tremendous. Especially since GTS provides the opportunity to collaborate with other bankers that specialize in additional niche sectors that can offer additional resources for my clients. I’ve worked for other broker dealer platforms in the past and this is definitely the best place to be!”
matt m
Matt McNeill
SENIOR MANAGING PRINCIPAL, METRO INVESTMENT BANKERS

★★★★★

“I like a lot of things about the GT Securities team, especially that they really understand how to handle complex transactions and unique business situations where I act as both a banker and an advisor with clients. They are flexible and highly responsive and I enjoy doing business with them."


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Franck Brinkhaus
CEO & FOUNDER, BIOTECH ALLIANCES

★★★★★

“My experience on the GT Securities platform has been excellent. I have found their entire broker dealer team to be ethical, responsive, and knowledgeable. I highly recommend them.”





james q
Jamie Gerard
MANAGING DIRECTOR, HYCROFT ADVISORS

★★★★★

“One of the ways I really have enjoyed working with GTS is the easy access to and professionalism of the Compliance team. GTS has experienced people in place who respond in a timely fashion, and often with additionally useful insight.”



tim
Timothy Turner
MANAGING DIRECTOR, RIDGER CAPITAL

★★★★★

“My team and I are thoroughly pleased with GT Securities; they are knowledgeable, extremely responsive, easy to work with, and a great source of support in instances where we seek guidance. I would highly recommend their platform to anyone looking for these qualities in a BD partner.”









bob malandro
Bob Malandro
MANAGING PARTNER, WHITECAP SPORTS GROUP

★★★★★

“Over the years we have come to appreciate GT Securities’ constructive approach to supporting our ever-evolving business needs. Their responsiveness to urgent inquiries, thoughtful recommendations and hyper focus on compliance has allowed us to prioritize our time and energy on serving our clients and building our franchise. They have become true partners as a result and we would recommend them to anyone seeking a broker-dealer platform that has their clients’ best interests always front of mind.”
prath reddy
Prath Reddy
CFA, PRESIDENT, PERCENT, INC.

★★★★★

"My experience with GTS has been exceptional. GTS supports our team in managing complex transactions, provides support from other investment bankers specializing in different spaces (the referral program is first-rate!), provides a robust library of forms, and assists our team in meeting all of our compliance requirements on a timely manner. The platform is stable, simple to use, and run by business-minded professionals with steady hands."


farzad
Farzad Hoorizadeh
PRESIDENT, WHITE RIDGE CAPITAL

★★★★★

"GT Securities provides an array of services for boutique investment bankers. The GTS team is professional, terrific to work with and super responsive. GTS makes it easy to do business by providing the platform and resources to succeed. Highly recommend!"










dianne gubin
Dianne Gubin
PRINCIPAL, CAPITAL INVENTURES

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