GT Securities’ broker-dealer leadership and compliance team collectively has over 150 years of deal-making, research and securities industry experience – including FINRA, SEC, and state securities licensing, compliance and regulation.
Chief Operating Officer
Chief Compliance Officer
Director of Partnerships
Compliance Operations Manager
Senior Research Analyst
Director of Recruiting
Compliance, Technology and Operations Partners
Dedicated resources at our best-of-class compliance and technology partners below enable our bankers to execute upon complex deals and transactions of almost every type.
Research and Intelligence Platforms
GT Securities' knowledge and understanding of - and selective access to - the world’s best research and intelligence platforms below drive efficient, client-focused advice and deal-making.
Family Office Database
Small Business Investor Alliance
Awards & Recognitions
Top Software M&A Advisor
Top ComplianceServices Provider
Most Innovative FinTech Company
Get in touch
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Please call us at 800-947-6978, email us at [email protected]or click the button below to access our contact form.