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Our Team

GT Securities’ broker-dealer leadership and compliance team collectively has over 150 years of deal-making, research and securities industry experience – including FINRA, SEC, and state securities licensing, compliance and regulation.

Broker-Dealer Team

Dave Lavinsky
Managing Partner
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Michelle Mueller
Chief Compliance Officer
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Lisa Martin
Director of Partnerships
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Victor Murphy
Compliance Operations Manager
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Mimi Frey
Finance Manager
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Marci Glasgow
Senior Research Analyst
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Carl Castro
IT Manager
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Compliance, Technology and Operations Partners

Dedicated resources at our best-of-class compliance and technology partners below enable our bankers to execute upon complex deals and transactions of almost every type.

Investment Care
Scout Recruiting Group
MCO
Global Relay
Box
Salesforce

Research and Intelligence Platforms

GT Securities' knowledge and understanding of - and selective access to - the world’s best research and intelligence platforms below drive efficient, client-focused advice and deal-making.

Crunchbase Pro
S&P Capital IQ
Pitchbook
Family Office Database
IBISWorld
D&B Hoovers
BizBuySell
Axial
Small Business Investor Alliance

Awards & Recognitions

2022 Honoree
Top Software M&A Advisor
Top Compliance Services Provider
Most Innovative FinTech Company

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