GT Securities’ broker-dealer leadership and compliance team collectively has over 150 years of deal-making, research and securities industry experience – including FINRA, SEC, and state securities licensing, compliance and regulation.
Chief Compliance Officer
Director of Partnerships
Compliance Operations Manager
Senior Research Analyst
Director of Recruiting
Compliance, Technology and Operations Partners
Dedicated resources at our best-of-class compliance and technology partners below enable our bankers to execute upon complex deals and transactions of almost every type.
Research and Intelligence Platforms
GT Securities unparalleled access to the world’s best research and intelligence platforms below drive efficient, client-focused advice and deal-making.
S&P Capital IQ
Family Office Database
Awards & Recognitions
Top Software M&A Advisor
Top ComplianceServices Provider
Most Innovative FinTech Company
Get in touch
We’d love to speak with you.
Please call us at 800-947-6978, email us at [email protected]or click the button below to access our contact form.