GT Securities’ broker-dealer leadership and compliance team collectively has over 150 years of deal-making, research and securities industry experience – including FINRA, SEC, and state securities licensing, compliance and regulation.
Broker-Dealer Team
Jay Turo
Managing Partner
Dave Lavinsky
Managing Partner
Randy Fox
Chief Operating Officer
Michelle Mueller
Chief Compliance Officer
Zaya Bold
Director of Partnerships
Mimi Frey
Finance Manager
Victor Murphy
Compliance Operations Manager
Marci Glasgow
Senior Research Analyst
Lisa Martin
Director of Recruiting
Carl Castro
IT Manager
Compliance, Technology and Operations Partners
Dedicated resources at our best-of-class compliance and technology partners below enable our bankers to execute upon complex deals and transactions of almost every type.
Investment Care
Scout Recruiting Group
MCO
Global Relay
Box
Salesforce
Research and Intelligence Platforms
GT Securities' knowledge and understanding of - and selective access to - the world’s best research and intelligence platforms below drive efficient, client-focused advice and deal-making.
Family Office Database
IBISWorld
D&B Hoovers
BizBuySell
Axial
Small Business Investor Alliance
Awards & Recognitions
2022 Honoree
Top Software M&A Advisor
Top Compliance Services Provider
Most Innovative FinTech Company
