Investment Banking

GT Securities is a full service investment bank that raises equity and debt capital, and executes upon acquisition, divestiture, and merger transactions (M&A) for emerging and middle market companies.

Our extraordinary team of professionals has completed hundreds of transactions with an aggregate deal size of over $10 billion. 

Industries in which we have completed transactions include computer hardware and software, consumer products, distribution and logistics, financial services, gaming, healthcare, manufacturing, retailing, and semiconductors.

GT Securities is a member of FINRA and SIPC.

Broker-Dealer Services

For independent Investment Bankers, M&A Advisors and Institutional Financiers (global and domestic), GT Securities offers a full compliance platform and collaborative environment on and in which to transact deals. Our specific services include the following:

We register, support and supervise some of the highest credentialed and successful M&A professionals in the industry.

We register, support and supervise some of the best connected and effective institutional financiers and deal-makers in the world. 

We work with groups seeking to form their own broker-dealer and need a regulatory bridge until they obtain FINRA approval.

We help foreign broker-dealers access US institutional investors via chaperoning arrangements.

Benefits of Working with GT Securities


A “fast” compliance platform that provides high speed and cost effective turn-around on your mandates and deals

Best of Class Tools

Included or discounted access to best-of class research & technology platforms including PitchBook, CapitalIQ, IBISWorld, Hoovers & Statista

Industry Relationships

Access to our industry relationships including FINOPs, auditors, securities attorneys, and due diligence and research experts


Coverage under GT Securities’ Errors and Omissions Insurance Policy

Thought Leadership

Peer networking, collaboration, and thought leadership with some of the most successful investment bankers in the industry

Deal Referring

Access to our banker network for collaboration and referral opportunities to profit from deals outside of your core industry niche and practice areas

Branding Choice

Operate, market and sell under your own brand or under the GT Securities umbrella


A flexible broker/dealer relationship that can be amended at your discretion