Empowering Bankers to Thrive.

Who We Are

GT Securities is a modern, tech-driven investment bank and broker-dealer platform.

GT Securities is a full-service investment banking platform on which Independent Investment Bankers, M&A Advisors and global and domestic Institutional Financiers transact deals.

Over 250 securities transactions, representing an aggregate deal value of greater than $4 billion, have been completed on our platform.

GT Securities is a member of FINRA and SIPC.

What we do

Broker-Dealer Services

GT Securities will work with you to design a customized broker/dealer relationship that factors in your transaction types and frequencies, outside business activities, compliance and licensing requirements including:
Why Work With Us

Benefits of Working with GT Securities


An agile compliance platform that provides high speed, efficient turnaround on your mandates and deals.


Our lean, technology-based platform allows us to offer industry-leading payouts, where the vast majority of earned fees flow to the investment banker not the "house."

Best of Class Tools

Access to best-of-class, ready-to-use legal templates, along with research & technology platforms, including Pitchbook, S&P Capital IQ, IBISWorld, Hoovers & Statista, all driving more efficient deal making.

Deal Referring

Peer networking, collaboration, and thought leadership with some of the most successful investment bankers in the industry, and to allow you to profit from deals that may not be suitable for your own investor/acquirer network.

Industry Relationships

Access to our industry relationships, including law firms, deal diligence, and compliance and regulatory experts (developed over 20 years as a broker-dealer).

Branding Choices

Operate, market and sell under your own brand (including turnkey banker website development with transaction sharing), and/or under the GT Securities umbrella


SEC/FINRA reviewed diligence and disclosure protocols, data rooms and deal tools. Named a Financial Services Review Top Compliance Service Company.


A flexible broker/dealer relationship that can be terminated at your discretion.