Our Transactions

Are you an independent, well-credentialed investment banker seeking a strong compliance platform and collaborative environment on and in which to transact deals?

$5,000,000

Assisted Authenticlick in developing a strategic business plan and refining the business model, then made introductions to investment partners including ITU ventures, who led a $5 million Series A financing round into the company

undisclosed amount

Advised this software provider through a strategic sale to JDM Technology Group, a global group of leading software providers for the architecture, engineering and construction industries.

undisclosed amount

Advised Ometric, a Sequoia Capital backed industrial process analytical technology company, through their sale to Halliburton (NTSE:HAL) for an eight figure sum

$7,500,000

Advised Research Scientists, a contract research organization, on its sale to Research Pharmaceutical Services, a large pharmaceuticals contract research solutions provider, for $7,500,000

undisclosed amount

Acted as the broker-dealer of record for the sale of the semiconductor company to Synopsis (NASDAQ: SNPS)

undisclosed amount

Co-led the auction process resulting in a mid-8 figure sale of the telecommunications company to American Capital Partners

undisclosed amount

Advised Silicon Turnkey Solutions, a leader in the high-reliability semiconductor test sector, through its acquisition to Micross Components, a global provider of distributed and specialty electronic components for military, space, medical, and demanding industrial applications

$3,000,000

Developed the strategic business plan for XCOM Wireless and then introduced them to Ardesta Venture Capital who then completed their Series A financing round

$975,000

Advised Whitley Products through funding of an $8.925 million secured credit facility by Keltic Financial Services, consisting of a $7.5 million revolving line of credit a $925,000 term loan and a $500,000 CAPEX loan

undisclosed amount

Assisted Telverse, a VoIP software company, in raising its first venture capital round. The company was subsequently sold to Level 3 Communications for a mid-8 figure sum

undisclosed amount

Advised NDC Holdings, a U.S.-based pediatric services company, through its first round of institutional financing with the private equity firm
EDG Partners

undisclosed amount

Advised Planet Fitness through its acquisition by private equity firms Exaltare Capital Partners LLC and Brightwood Capital Advisors LLC

$4,000,000

Advised Thrombovision on its investor promotion process and introduced Thrombovision to private equity firm National Healthcare Services, who led a $4 million Series A convertible preferred stock financing into the company.

undisclosed amount

Acted as the broker-dealer in the sale of Hallmark Lighting to a strategic acquirer

undisclosed amount

Advised Premier Funeral Management Group through its first round of institutional capital with Kansas based private equity firm Great Range Capital

$3,000,000

Advised NUORDER through a $3,000,000 million investment round led by GRP Partners, with Greycroft, Aileen Lee, David Tisch, Creative Artists Agency, Brian Spaly, Mortimer Singer and Rachel Zoe

undisclosed amount

Acted as the broker-dealer of record for Tollgate Venture LLC, in closing $35 million in financing toward construction of hotel and casino with Century Casinos, Inc.

undisclosed amount

Advised Qualcomm on the sale of SWAGG, its mobile loyalty/gift card business. The buyer, a major mobile commerce player, wishes to remain confidential.