Investment Banking

GT Securities is a full service investment banking platform that raises equity (primary and secondary) and debt (secured and unsecured), and executes upon acquisition, divestiture, and merger transactions (M&A) for companies of all types and sizes.

Our global network of investment banking professionals has completed hundreds of transactions across almost every industry and geography.

GT Securities is a member of FINRA and SIPC.

Broker-Dealer Services

For independent Investment Bankers, M&A Advisors and Institutional Financiers (global and domestic), GT Securities offers a modern, technology-driven broker-dealer platform with best-in-class compliance and a customizable deal platform.

Our specific services include the following:

We register, support and supervise some of the highest credentialed and successful M&A professionals in the industry.

We register, support and supervise some of the best connected and effective financiers and deal-makers in the world. 

We work with groups seeking to form their own broker-dealer and need a regulatory bridge until they obtain FINRA approval.

We works with select investment professionals working outside the United States who are interested in reaching US institutional investors and acquirers. 

Benefits of Working with GT Securities


A “fast” compliance platform that provides high speed, efficient turn-around on your mandates and deals.

Best of Class Tools

Access to best of class, ready-to-use legal templates, along with research & technology platforms including PitchBook, CapitalIQ, IBISWorld, Hoovers & Statista, all driving more efficient dealmaking

Industry Relationships

Access to our industry relationships, including law firms, deal diligence, and compliance and regulatory experts (developed over 20 years as a broker-dealer)


Coverage under GT Securities’ Errors and Omissions Insurance Policy

Cost Savings


Our lean, technology-based platform allows us to offer industry-leading payouts, where the vast majority of earned fees flow to the investment banker not the "house"

Deal Referring

Peer networking, collaboration, and thought leadership with some of the most successful investment bankers in the industry, and to allow you to profit from deals that may not be suitable for your own investor/acquirer network.

Branding Choices

Operate, market and sell under your own brand (including turnkey banker website development with transaction sharing), and/or under the GT Securities umbrella


A flexible broker/dealer relationship that can be terminated at your discretion