Interim Sponsorship

Are you seeking to form your own broker-dealer and need a regulatory bridge until you receive FINRA approval?

If so, we should speak.

In many cases, GT Securities can provide short-term FINRA sponsorship services to your organization.

Below are the benefits of our Interim Sponsorship program:

Benefits of Working with GT Securities


A “fast” compliance platform that provides high speed, efficient turn-around on your mandates and deals

Best of Class Tools

Included or deeply discounted access to best-of class research & technology platforms including PitchBook, CapitalIQ, IBISWorld, Hoovers & Statista

Industry Relationships

Access to our industry relationships such as FINOPs, consultants and law firms


Coverage under GT Securities’ Errors and Omissions Insurance Policy

Thought Leadership

Peer networking, collaboration, and thought leadership with some of the most successful investment bankers in the industry

Deal Referring

Access to our network of other affiliates for ideas, discussion and to allow you to profit from deals that may not be suitable for your own investor/acquirer network

Branding Choices

Operate, market and sell under your own brand or under the GT Securities umbrella


A flexible broker/dealer relationship that can be terminated at your discretion

Contact Us

Are you looking for Interim Sponsorship services? 

If so, please call us at 800-947-6978 or complete the form below and we’ll schedule a time to speak.