Are you seeking to form your own broker-dealer and need a regulatory bridge until you receive FINRA approval?
If so, we should speak.
In many cases, GT Securities can provide short-term FINRA sponsorship services to your organization.
Below are the benefits of our Interim Sponsorship program:
Benefits of Working with GT Securities
Speed
A “fast” compliance platform that provides high speed, efficient turn-around on your mandates and deals
Best of Class Tools
Included or deeply discounted access to best-of class research & technology platforms including PitchBook, CapitalIQ, IBISWorld, Hoovers & Statista
Industry Relationships
Access to our industry relationships such as FINOPs, consultants and law firms
Security
Coverage under GT Securities’ Errors and Omissions Insurance Policy
Thought Leadership
Peer networking, collaboration, and thought leadership with some of the most successful investment bankers in the industry
Deal Referring
Access to our network of other affiliates for ideas, discussion and to allow you to profit from deals that may not be suitable for your own investor/acquirer network
Branding Choices
Operate, market and sell under your own brand or under the GT Securities umbrella
Flexibility
A flexible broker/dealer relationship that can be terminated at your discretion
Contact Us
Are you looking for Interim Sponsorship services?
If so, please call us at 800-947-6978 or complete the form below and we’ll schedule a time to speak.
