Are you seeking to form your own broker-dealer and need a regulatory bridge until you receive FINRA approval?
If so, we should speak.
In many cases, GT Securities can provide short-term FINRA sponsorship services to your organization.
Below are the benefits of our Interim Sponsorship program:
Benefits of Working with GT Securities
Speed
A “fast” compliance platform that provides high speed, efficient turn-around on your mandates and deals.
Best of Class Tools
Access to best of class, ready-to-use legal templates, along with research & technology platforms including PitchBook, CapitalIQ, IBISWorld, Hoovers & Statista, all driving more efficient dealmaking
Industry Relationships
Access to our industry relationships, including law firms, deal diligence, and compliance and regulatory experts (developed over 20 years as a broker-dealer)
Security
SEC/FINRA reviewed diligence and disclosure protocols, data rooms and deal tools. Named a Financial Services Review Top Compliance Service Company 2021
Cost
Our lean, technology-based platform allows us to offer industry-leading payouts, where the vast majority of earned fees flow to the investment banker not the "house"
Deal Referring
Peer networking, collaboration, and thought leadership with some of the most successful investment bankers in the industry, and to allow you to profit from deals that may not be suitable for your own investor/acquirer network.
Branding Choices
Operate, market and sell under your own brand (including turnkey banker website development with transaction sharing), and/or under the GT Securities umbrella
Flexibility
A flexible broker/dealer relationship that can be discontinued at your discretion
Contact Us
Are you looking for Interim Sponsorship services?
If so, please call us at 800-947-6978 or complete the form below and we’ll schedule a time to speak.
